How to avoid capital punishment: The revocation of your licence as a membre of Chambre de la sécurité financière and as a member of IIROC

October 9, 2013

 

Antonietta Melchiorre’s conference, entitled “How to avoid capital punishment: The revocation of your licence” provides a brief summary of the most recent decisions rendered by the Disciplinary Committee of the Chambre de la sécurité financière in which the revocation of a licence, either permanent or temporary was ordered. The conference is geared towards the review of certain practices which must be avoided at all times.

This conference was given to many groups of stockbrokers. It could also be of interest to all members of the Chambre de la sécurité financière.